Complaints Against Advisors
If you are working with a financial advisor who uses a designation conferred by The American College of Financial Services and you have a complaint about the ethics or professionalism of that advisor, please email The College at Registrar@TheAmericanCollege.edu.
The American College of Financial Services follows a process to investigate complaints about designees that involves the Registrar, Associate Dean, Chief Academic Officer, and Board of Trustees, if necessary.
All designees must adhere to The College’s Code of Ethics.
Click to view our Enforcement Policies and Procedures
If you would like to verify whether a designee has regularly reaffirmed their commitment to ethics and completed ongoing continuing education, visit DesignationCheck.com.
The following designations are conferred by The American College of Financial Services:
CAP®: Chartered Advisor in Philanthropy
ChFC®: Chartered Financial Consultant
CLF®: Chartered Leadership Fellow
CLU®: Chartered Life Underwriter
RICP®: Retirement Income Certified Professional
FSCP®: Financial Services Certified Professional
CASL®: Chartered Advisor for Senior Living
ChHC™: Chartered Healthcare Consultant
REBC®: Registered Employee Benefits Consultant
RHU®: Registered Health Underwriter