Voices: Rules of the Road for New Eligible Accredited Clients

Faculty Member Sophia Duffy Landscape Photo
Financial Planning
April 16, 2021

For clients of financial advisors who have become accredited investors in their own right, there are always potential pitfalls and complex regulations to work through. Sophia Duffy, Assistant Professor of Business Planning and Assistant Vice President and Director of Regulatory Compliance, discusses best practices for steering accredited clients through the hazards in this piece from Financial Planning.