A 2020 Tax and Regulatory Update for Financial Service Professionals

Monday, January 13, 2020

This session provides an update on legislative and regulatory activities related to the financial services industry. The purpose is to review recent developments and consider political issues that might affect financial services professionals and their clients. Learning Objectives:

  • Review notable 2019 legislative, regulatory and judicial actions.
  • Understand pressing legislative issues, particularly the SECURE Act
  • Consider regulatory issues related to the best interest and fiduciary rule
  • Contemplate pending judicial issues potentially affecting financial services
  • Appreciate current political activities which may affect upcoming changes to laws and regulations Presenters: Stephen Parrish, Esq., RICP® (as M.C.), Chris Morton, MPP, and Lawrence B. Raymond, CLU, ChFC, CPC, CFP, CPFA, AIF®