Securities Licensing Exam Prep
Build your career in financial services with top-flight preparation for licensing exams, in partnership with Achievable.1
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Adaptive technology focuses your study on areas that need most improvement for efficient, effective license exam prep.
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Access thousands of review questions and full-length practice exams weighted to official exam rubrics.
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You’re looking for a lifelong learning partner — and new licensing exam prep programs through Achievable make success at scale even easier to reach. Start now with these flexible, self-paced online programs and get significant discounts!
Securities Licensing Exam Prep FAQs
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Why Are Securities Licenses Important?
Securities licenses are important in financial services because they often serve as a gateway to the financial services profession, certifying professionals have the knowledge to legally sell securities, offer financial advice, and operate in certain markets in accordance with regulations from state governments the Financial Industry Regulatory Authority (FINRA) and the North American Securities Administrators Association (NASAA). Licenses are designed to ensure financial professionals have a sound understanding of industry products, laws, and ethics, and are often prerequisites for advancing in the industry.
Securities licenses help professionals with:
- Ensuring legal compliance
- Defining the scope of their practice
- Opening doors to new roles
- Protecting clients
- Demonstrating competency
- Growing business operations
Why is The College Partnering With Achievable Licensing Prep?
The College has elected to partner with Achievable for securities licensing exam prep for several reasons. Firstly, Achievable has proven itself to be the industry’s first choice in exam preparation for securities licensing, with a 95% exam success rate for students of their programs. Secondly, The College is able to offer access to Achievable’s leading programs at a significant discount, making these programs more accessible and affordable for all aspiring financial professionals. Finally, The College is dedicated to providing an end-to-end, lifelong learning experience for financial professionals, making their journey of professional growth as smooth as possible — and Achievable’s 100% online learning platform does just that.
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1 Participation in Achievable’s FINRA/NASAA securities qualifying exam preparation programs, offered through The College’s collaboration with Achievable, does not guarantee passage of or qualification in any FINRA/NASAA exam. Completion of these exam prep courses is not required or endorsed by FINRA or NASAA, and FINRA/NASAA do not endorse or recommend any specific exam prep provider. Individuals are responsible for meeting all regulatory requirements for qualification as set forth by FINRA/NASAA and applicable state authorities.